California’s Ban the Box Law, officially known as the California Fair Chance Act, assists Californians with conviction histories with re-entry into society by prohibiting employers from asking about conviction history before making a job offer. The Ban the Box Law seeks to remove the stigma associated with previous convictions and ...
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In discretionary accounts, brokers have the power to transact with their client’s assets freely. Although brokers typically act responsibly, sometimes brokers abuse client confidence for personal gain. Churning occurs when a broker buys or sells investments, such as stocks, in a customer’s account to generate excessive commission. It is a breach of the ...
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Can I Sue My Financial Advisor or Stock Broker for Investment Losses? Yes, if you can prove that your financial advisor or stockbroker violated law or breached his or her fiduciary duty to you and you lost money as a result. You may also be able to recover losses from the ...
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